Manager Compliance IM Testing

Mumbai City, Maharashtra

4 - 5 yrs Exp.

Not Disclosed

23 Jan 2023
5 Applicants
805 views

Job Description

Responsibilities

Morgan Stanley is seeking a strong candidate to provide data extraction and analysis support for its IM Compliance testing team. Candidate will be expected to:
Access various Firm systems and ad-hoc reports to extract raw data that will be included in testing conducted by the IM Compliance Testing team
Provide support for conducting testing and monitoring checks for compliance with various policies and procedures.
Review, analyze and test various reports and other documents for accuracy and completeness
Test, assess, and document the adequacy of Management reviews of various reports
Identify business risks
Manage multiple examinations and projects simultaneously

The candidate may also be required to assist in conducting various compliance test reviews in accordance with the internal policies and procedures as directed by IM Compliance testing group from time to time.

Skills required

The ideal candidate would require 4+ years of internal audit experience in Financial Services particularly Investment Banks, Investment Management, Mutual Fund, Securities broking firms.
Proficient in MS Office Suite and internet applications/tools
Excellent oral and written communication skills
Must have a high level of attention to detail & strong analytical skills
Ability to multi-task and deliver sensitive requests on time
Must follow documented procedures however must also have an ability to propose a plan or approach where procedure is undefined or may need to be updated
Ability to articulate key points clearly and succinctly in group meetings as well as in one-on-one meetings.
Self-motivated and willing to assume responsibility
Strong sense of ownership and accountability
Strong interpersonal, problem solving, organizational and time management skills

Skills desired

Knowledge of global markets / market regulations
Industry qualifications - CA / CIA or similar certification

Key Skills

MS Office Communication Skills

Other Details

Education

CA - Any specialization

Employment Type

Full Time, Permanent

Industry

IT-Software / Software Services

Funtional Area

IT Software - Application Programming

About Company

Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. For over 85 years, the firm’s reputation for using innovative thinking to solve complex problems has been well earned and rarely matched. A consistent industry leader throughout decades of dramatic change in modern finance, Morgan Stanley will continue to break new ground in advising, serving and providing new opportunities for its clients.

Job Source : https://morganstanley.eightfold.ai/careers?location=india&pid=549770847246

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Mumbai City, Maharashtra
Fresher

Dynamics 365 Microsoft products MS Office CRM

Channel Sales Representative II Jobs in Honeywell - Gurgaon

Honeywell

Gurgaon, Haryana
Fresher

Channel Sales Communication Skills

Process Developer - Record to Report Jobs in Genpact - Hyderabad

Genpact

Hyderabad, Telangana
Fresher

RTR MS Excel Pivot VLOOKUP Macros ERP PeopleSoft SAP Oracle Workday Financial MS Office Quality Lean Process Improvement

Assistant Manager/ Deputy Manager - Corporate Strategy Jobs in Maruti Suzuki - New Delhi

Maruti Suzuki India Limited

New Delhi, Delhi
2-3 yrs Exp.

Financial Management Financial Statements MS Office Word Excel PowerPOint

Project Admin Jobs in GE Renewable Energy - Noida

GE

Noida, Uttar Pradesh
3-4 yrs Exp.

MS Office PPT Word Excel ERP SAP

PA Marketing Coordinator Jobs in Boston Consulting Group (BCG) - New Delhi

Boston Consulting Group (BCG)

New Delhi, Delhi
2-4 yrs Exp.

Project Management MS Office Powerpoint Excel Word Salesforce marketing cloud Sprinkr Canva Adobe

Process Associate - Opportunity to Cash Jobs in Siemens - Bangalore

Siemens

Bangalore, Karnataka
Fresher

Communication SKills

Junior Project Coordinator Jobs in Serole Technologies - Hyderabad

Serole Technologies

Hyderabad, Telangana
1-3 yrs Exp.

SDLC STLC MS Office Excel PPT's SAP Mgr Jira

Global Services Human Resources Assistant Jobs in Boston Consulting Group (BCG) - New Delhi

Boston Consulting Group (BCG)

New Delhi, Delhi
3-4 yrs Exp.

Workday MS Office word Visio Excel PowerPoint Outlook

Advisor Jobs in WTW - Mumbai

WTW

Mumbai City, Maharashtra
Fresher

MS Office

Data Analyst Jobs in S&P Global - Gurgaon

S&P Global

Gurgaon, Haryana
Fresher

Communication Skills corporate finance Accountancy MS Office Excel Word PowerPoint

Client Services/ Customer Care Support Jobs in S&P Global - Gurgaon

S&P Global

Gurgaon, Haryana
Fresher

Excel MS Office SQL Query Data Analysis